Investment adviser · CRD 7927
NORTHERN TRUST SECURITIES, INC
Investment adviser filing (IA)
NORTHERN TRUST SECURITIES, INC.
CHICAGO, IL, United States · Form ADV filed Jul 17, 2026
- Regulatory AUM
- $1.66B Form ADV · Item 5.F
- Client accounts
- 2,605 Accounts, not individual clients
- Employees
- 385 Reported in this filing
- Advisory professionals
- 41 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 1,406 | $1,456,862,084 | 87.6% |
| Individuals | 618 | $175,138,599 | 10.5% |
| Corporations & businesses | 14 | $15,882,700 | 1.0% |
| Charities | 11 | $10,039,408 | 0.6% |
| Other clients | 4 | $4,504,713 | 0.3% |
Filing source
Form ADV 2120424 · Jul 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 17, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
333 S. WABASH AVENUE, 34TH FLOORCHICAGO, IL, 60604, United States
CRD 7927
Filing source
Form ADV 2120424 · Jul 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.