Investment adviser · CRD 162260

NORTHERN PINES HENDERSON CAPITAL, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 28, 2016

Regulatory AUM
$134M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTHERN PINES CAPITAL MASTER FUND, LPHedge Fund · Last reported Mar 28, 2016$126MGross asset value

Feeder funds

Fund administrator JP MORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS LIMITED LONDON, United Kingdom Related to adviser: No
Marketer ALPHAGEN CAPITAL LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. CHICAGO, Illinois, United States Related to adviser: Yes
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

ALPHAGEN CAPITAL LIMITED
CRD 137841 · SEC 801-65237

HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
CRD 101640 · SEC 8-52105

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-3364308046
Reported beneficial owners
17
Minimum commitment
$100K
Form D file number
021-137560
Form D file number
021-192532

Form ADV 990451 · Mar 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

470 ATLANTIC AVE, 12TH FLOOR
BOSTON, MA, 02210, United States

CRD 162260

Filing source

Form ADV 990451 · Mar 28, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.