Investment adviser · CRD 109215

NORTHERN NECK INVESTORS LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 25, 2014

Regulatory AUM
$1.71B
Form ADV · Item 5.F
Client accounts
30
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

29 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NNI00018Private Equity Fund · Last reported Mar 25, 2014$155MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLC BOSTON, Massachusetts, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2798826315
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 788702 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NNI00015Private Equity Fund · Last reported Mar 25, 2014$134MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2620633075
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 788702 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NNI00011Private Equity Fund · Last reported Mar 25, 2014$101MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1461028334
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 788702 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NNI00019Private Equity Fund · Last reported Mar 25, 2014$74.8MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLC BOSTON, Massachusetts, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9208313488
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 788702 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NNI00027Private Equity Fund · Last reported Mar 25, 2014$60.4MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8772142903
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 788702 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NNI00020Private Equity Fund · Last reported Mar 25, 2014$60.2MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9445794182
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 788702 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NNI00016Private Equity Fund · Last reported Mar 25, 2014$42.1MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9990142881
Reported beneficial owners
6
Minimum commitment
$0

Form ADV 788702 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2014. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets

Principal office

255 STATE STREET
BOSTON, MA, 02110, United States

CRD 109215

Filing source

Form ADV 788702 · Mar 25, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.