Investment adviser · CRD 163302

NORTHERN BORDER ADVISORS

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

POTTER, CHRISTOPHER K

NEW YORK, NY, United States · Form ADV filed Feb 20, 2018

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTHERN BORDER INVESTMENTS L.P.Hedge Fund · Last reported Feb 20, 2018$50MGross asset value
Fund administrator OPIS FUND SERVICES FORT LEE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY ROSELAND, New Jersey, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

RBC CAPITAL MARKETS, LLC
SEC 8-45411

JEFFERIES LLC
CRD 2347 · SEC 8-15074

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 8-45411

Fund details & source
Fund ID
805-7589190953
Reported beneficial owners
22
Minimum commitment
$250K

Form ADV 1178988 · Feb 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NBI GOLD L.P.Hedge Fund · Last reported Feb 20, 2018$10MGross asset value
Fund administrator OPIS FUND SERVICES FORT LEE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY ROSELAND, New Jersey, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

RBC CAPITAL MARKETS, LLC
SEC 8-45411

JEFFERIES LLC
CRD 2347 · SEC 8-15074

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 8-45411

Fund details & source
Fund ID
805-7717493618
Reported beneficial owners
4
Minimum commitment
$250K
Form D file number
021-89655

Form ADV 1178988 · Feb 20, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 20, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1370 AVENUE OF THE AMERICAS, 24TH FLOOR
NEW YORK, NY, 10019, United States

CRD 163302

Filing source

Form ADV 1178988 · Feb 20, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.