Investment adviser · CRD 327812

NORTH WESTERLY HOLDINGS B.V.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

EDINBURGH, United Kingdom · Form ADV filed Mar 27, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTH WESTERLY IX ESG CLO DACSecuritized Asset Fund · Last reported Mar 27, 2026$542MGross asset value

Fund administrator DEUTSCHE BANK AG LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MAZARS DUBLIN, Ireland

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Marketer DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

Fund details & source

Fund ID: 805-3600150661
Reported beneficial owners: 2
Minimum commitment: $301K

Form ADV 2070045 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH WESTERLY VIII 2024 ESG CLO DACSecuritized Asset Fund · Last reported Mar 27, 2026$540MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MAZARS DUBLIN, Ireland

Custodian ELAVON FINANCIAL SERVICES DAC DUBLIN, Ireland Related to adviser: No

Marketer DEUTSCHE BANK AKTIENGESELLSCHAFT FRANKFURT, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ELAVON FINANCIAL SERVICES DAC
LEI 5493008GNQHVI377MY1

Fund details & source

Fund ID: 805-2541716313
Reported beneficial owners: 2
Minimum commitment: $301K

Form ADV 2070045 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH WESTERLY VI ESG CLO DACSecuritized Asset Fund · Last reported Mar 27, 2026$539MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MAZARS DUBLIN, Ireland

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Marketer DEUTSCHE BANK AKTIENGESELLSCHAFT FRANKFURT, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

Fund details & source

Fund ID: 805-1182265470
Reported beneficial owners: 4
Minimum commitment: $301K

Form ADV 2070045 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH WESTERLY VII ESG CLO DACSecuritized Asset Fund · Last reported Mar 27, 2026$534MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MAZARS DUBLIN, Ireland

Custodian ELAVON FINANCIAL SERVICES DAC DUBLIN, Ireland Related to adviser: No

Marketer DEUTSCHE BANK AKTIENGESELLSCHAFT FRANKFURT, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ELAVON FINANCIAL SERVICES DAC
LEI 5493008GNQHVI377MY1

Fund details & source

Fund ID: 805-8252973236
Reported beneficial owners: 3
Minimum commitment: $301K

Form ADV 2070045 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH WESTERLY V LEVERAGED LOAN STRATEGIES CLO DACSecuritized Asset Fund · Last reported Mar 27, 2026$531MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MAZARS DUBLIN, Ireland

Custodian ELAVON FINANCIAL SERVICES DAC DUBLIN, Ireland Related to adviser: No

Marketer MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ELAVON FINANCIAL SERVICES DAC
LEI 5493008GNQHVI377MY1

Fund details & source

Fund ID: 805-1476708837
Reported beneficial owners: 2
Minimum commitment: $301K

Form ADV 2070045 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH WESTERLY X ESG CLO DACSecuritized Asset Fund · Last reported Mar 27, 2026$522MGross asset value

Fund administrator DEUTSCHE BANK AG LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MAZARS DUBLIN, Ireland

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Marketer DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

Fund details & source

Fund ID: 805-4035379433
Reported beneficial owners: 4
Minimum commitment: $301K

Form ADV 2070045 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH WESTERLY IX ESG CLO DACSecuritized Asset Fund · Last reported Jan 16, 2025$408MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MAZARS DUBLIN, Ireland

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Marketer DEUTSCHE BANK AKTIENGESELLSCHAFT FRANKFURT, Germany Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

Fund details & source

Fund ID: 805-9572403843
Reported beneficial owners: 2
Minimum commitment: $255K

Form ADV 1927946 · Jan 16, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

3 LOCHSIDE CRESCENT
EDINBURGH, EH12 9SA, United Kingdom

CRD 327812

Filing source

Form ADV 2070045 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.