Investment adviser · CRD 27098
NORTH RIDGE SECURITIES CORP.
Investment adviser filing (IA)
MELVILLE, NY, United States · Form ADV filed Sep 24, 2018
- Regulatory AUM
- $40.6M Form ADV · Item 5.F
- Client accounts
- 76 Accounts, not individual clients
- Employees
- 85 Reported in this filing
- Advisory professionals
- 16 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 76 | $40,568,547 | 100.0% |
Filing source
Form ADV 1241025 · Sep 24, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 24, 2018. View historical filings
Reported services
Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets
Principal office
1895 WALT WHITMAN ROADMELVILLE, NY, 11747-3031, United States
CRD 27098
Filing source
Form ADV 1241025 · Sep 24, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.