NORTH GROUND CAPITAL – investment adviser, $196M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	Fewer than 5	$106,958,211	54.7%
Pooled investment vehicles	3	$88,664,793	45.3%

Filing source

Form ADV 2101988 · Apr 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTH GROUND CAPITAL OPPORTUNITY MASTER FUND LPHedge Fund · Last reported Apr 30, 2026$88.7MGross asset value

Form D fundraising filings

North Ground Capital Opportunity Master Fund LP

Feeder funds

Fund administrator IQ-EQ FUND SERVICES LLC NORWOOD, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian CLEAR STREET LLC 150 GREENWICH ST, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker CLEAR STREET LLC 150 GREENWICH ST, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CLEAR STREET LLC
SEC 8-69972

JPMORGAN CHASE & CO
LEI 8I5DZWZKVSZI1NUHU748

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-8210869924
Reported beneficial owners: 22
Minimum commitment: $500K
Form D file number: 021-484175
Form D file number: 021-556071
Form D file number: 021-556073

Form ADV 2101988 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTH GROUND CAPITAL OPPORTUNITY FUND LPHedge Fund · Last reported Mar 28, 2025$12.7MGross asset value

Form D fundraising filings

North Ground Capital Opportunity Fund LP

Fund administrator SOUTH WATCH LLC CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY LTD PHILADELPHIA, Pennsylvania, United States

Custodian CLEAR STREET LLC 150 GREENWICH ST, New York, United States Related to adviser: No

Prime broker CLEAR STREET LLC 150 GREENWICH ST, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY LTD
PCAOB 925

CLEAR STREET LLC
SEC 8-69972

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source

Fund ID: 805-4218261091
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-484175

Form ADV 1964274 · Mar 28, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

CRD 325287

Filing source

Form ADV 2101988 · Apr 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.