Investment adviser · CRD 146626
NORTH COMPASS FINANCIAL ADVISORS, LLC
Investment adviser filing (IA)
GRAND RAPIDS, MN, United States · Form ADV filed Sep 16, 2026
- Regulatory AUM
- $146M Form ADV · Item 5.F
- Client accounts
- 600 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 268 | $73,616,676 | 50.4% |
| High-net-worth individuals | 40 | $63,077,716 | 43.2% |
| Retirement plans | Fewer than 5 | $9,267,316 | 6.3% |
Filing source
Form ADV 2127387 · Sep 16, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 16, 2026. View historical filings
Reported services
Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Commissions
Principal office
21 NE 5TH STREET, SUITE 301GRAND RAPIDS, MN, 55744, United States
CRD 146626
Filing source
Form ADV 2127387 · Sep 16, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.