Investment adviser · CRD 323829

NORDWAND INVESTMENTS, LLC

Investment adviser filing (IA)

RADNOR, PA, United States · Form ADV filed Mar 20, 2026

Regulatory AUM
$44.7M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$44,726,197100.0%
Filing source

Form ADV 2053589 · Mar 20, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORDWAND SPECIAL OPPORTUNITIES III, LLCPrivate Equity Fund · Last reported Mar 20, 2026$9MGross asset value

Form D fundraising filings

Nordwand Special Opportunities III LLC

Auditor SIANA CARR O'CONNOR LYNAM, LLP PAOLI, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

SIANA CARR O'CONNOR LYNAM, LLP
PCAOB 3705

Fund details & source
Fund ID
805-7893253274
Reported beneficial owners
28
Minimum commitment
$1
Form D file number
021-560281

Form ADV 2053589 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORDWAND HEALTHCARE OPPORTUNITIES IPrivate Equity Fund · Last reported Mar 20, 2026$2.47MGross asset value
Auditor SIANA CARR O'CONNOR LYNAM, LLP PAOLI, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

SIANA CARR O'CONNOR LYNAM, LLP
PCAOB 3705

Fund details & source
Fund ID
805-5536935968
Reported beneficial owners
13
Minimum commitment
$0

Form ADV 2053589 · Mar 20, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORDWAND SPECIAL OPPORTUNITIES FUND I, LLCPrivate Equity Fund · Last reported Mar 26, 2024$13.9MGross asset value
Auditor SIANA CARR O'CONNOR & LYNAM, LLP PAOLI, Pennsylvania, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SIANA CARR O'CONNOR & LYNAM, LLP
PCAOB 3705

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-6813871192
Reported beneficial owners
25
Minimum commitment
$0
Form D file number
021-476911

Form ADV 1818113 · Mar 26, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORDWAND INCOME OPPORTUNITIES FUND I, LLCOther Private Fund · Last reported Mar 20, 2025$12MGross asset value

Form D fundraising filings

Nordwand Income Opportunities I LLC

Auditor SIANA CARR O'CONNOR & LYNAM, LLP PAOLI, Pennsylvania, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SIANA CARR O'CONNOR & LYNAM, LLP
PCAOB 3705

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-3806546013
Reported beneficial owners
11
Minimum commitment
$0
Form D file number
021-487331

Form ADV 1930335 · Mar 20, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORDWAND EARLY OPPORTUNITIES FUND I, LLCVenture Capital Fund · Last reported Mar 26, 2024$11.8MGross asset value
Auditor SIANA CARR O'CONNOR LYNAM, LLP PAOLI, Pennsylvania, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SIANA CARR O'CONNOR LYNAM, LLP
PCAOB 3705

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-9389795973
Reported beneficial owners
8
Minimum commitment
$0
Form D file number
021-474606

Form ADV 1818113 · Mar 26, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 20, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

150 N. RADNOR CHESTER RD, SUITE A270
RADNOR, PA, 19087, United States

CRD 323829

Filing source

Form ADV 2053589 · Mar 20, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.