Investment adviser · CRD 4297

NOMURA SECURITIES INTERNATIONAL, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 6, 2026

Employees
14
Reported in this filing
Advisory professionals
14
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 6, 2026. View historical filings

Reported services

Publication of newsletters

Compensation

Not reported in these imported fields

Principal office

WORLD WIDE PLAZA, 309 WEST 49TH STREET
NEW YORK, NY, 10019-7316, United States

CRD 4297

Filing source

Form ADV 2124550 · Aug 6, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.