Investment adviser · CRD 108222

NOMURA ASSET MANAGEMENT U.S.A. INC.

Investment adviser filing (IA)

NOMURA ASSET MANAGEMENT U.S.A. INC

NEW YORK, NY, United States · Form ADV filed Jun 24, 2026

Regulatory AUM: $1.01B
Client accounts: 4
Employees: 26
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	2	$765,617,034	75.9%
Pooled investment vehicles	1	$205,612,940	20.4%
Retirement plans	Fewer than 5	$37,481,340	3.7%

Filing source

Form ADV 2098348 · Jun 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NOMURA JAPAN DUAL ALPHA FUND, LTDHedge Fund · Last reported Jul 13, 2015$28.2MGross asset value

Form D fundraising filings

Nomura Japan Dual Alpha Fund, Ltd.

Feeder funds

NOMURA JAPAN DUAL ALPHA MASTER FUND, LTD

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GEORGETOWN, GRAND CAYMAN, Cayman Islands

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer NOMURA ASSET MANAGEMENT CO., LTD. TOKYO, Japan Related to adviser: Yes

Marketer NOMURA SECURITIES INTERNATIONAL INC NEW YORK, New York, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NOMURA ASSET MANAGEMENT CO., LTD.
CRD 110814 · SEC 801-24357

NOMURA SECURITIES INTERNATIONAL INC
CRD 4297 · SEC 801-72991

Fund details & source

Fund ID: 805-8738599369
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-219188

Form ADV 934492 · Jul 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 24, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

WORLDWIDE PLAZA, 309 WEST 49TH STREET
NEW YORK, NY, 10019-7316, United States

CRD 108222

Filing source

Form ADV 2098348 · Jun 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.