Investment adviser · CRD 145627

NOKOMIS CAPITAL, L.L.C.

Investment adviser filing (IA)

DALLAS, TX, United States · Form ADV filed Mar 23, 2026

Regulatory AUM: $804M
Client accounts: 2
Employees: 5
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$636,705,000	79.2%
Charities	Fewer than 5	$167,454,000	20.8%

Filing source

Form ADV 2065424 · Mar 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NOKOMIS CAPITAL MASTER FUND, L.P.Hedge Fund · Last reported Mar 23, 2026$637MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Auditor KPMG LLP DALLAS, Texas, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

KPMG LLP
PCAOB 185

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CLEAR STREET LLC
SEC 8-69972

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source

Fund ID: 805-8636903296
Reported beneficial owners: 81
Minimum commitment: $1.5M
Form D file number: 021-117251
Form D file number: 021-158285

Form ADV 2065424 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1717 MCKINNEY AVENUE, SUITE 850
DALLAS, TX, 75202, United States

CRD 145627

Filing source

Form ADV 2065424 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.