Investment adviser · CRD 149678

NMS CAPITAL ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

BEVERLY HILLS, CA, United States · Form ADV filed Jul 11, 2018

Regulatory AUM
$139M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
9
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other clientsFewer than 5$131,500,00094.9%
Filing source

Form ADV 1228850 · Jul 11, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EB5 UNITED PUERTO RICO FS LPPrivate Equity Fund · Last reported Jul 11, 2018$104MGross asset value

Form D fundraising filings

EB5 UNITED PUERTO RICO FS LP

Fund administrator NES FINANCIAL SAN JOSE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Marketer CANSINE BEIJING, China Related to adviser: No
Marketer CHAO XUE SHANGHAI, China Related to adviser: No
Marketer EB5 GLOBAL ACCESS INC. POINTE CLAIRE, Canada Related to adviser: No
Marketer HWAPYUNG D & C, INC. SEOUL, Korea, South Related to adviser: No
Marketer INVESTMENT VISA CONSULTANTS, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer NMS CAPITAL ADVISORS, LLC. BEVERLY HILLS, California, United States Related to adviser: Yes
Marketer PRIMARY CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No
Marketer VISAS CONSULTING GROUP SHANGHAI, China Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

INVESTMENT VISA CONSULTANTS, LLC
CRD 169254 · SEC 8-69361

NMS CAPITAL ADVISORS, LLC.
CRD 140356 · SEC 8-67307

PRIMARY CAPITAL, LLC
CRD 127921 · SEC 8-66069

Fund details & source
Fund ID
805-5556638666
Reported beneficial owners
208
Minimum commitment
$500K
Form D file number
021-221479

Form ADV 1228850 · Jul 11, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STEELPOINT EB-5, LLCReal Estate Fund · Last reported Jul 11, 2018$19MGross asset value
Fund administrator NES FINANCIAL SAN JOSE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Marketer NMS CAPITAL ADVISORS, LLC. BEVERLY HILLS, California, United States Related to adviser: Yes
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

NMS CAPITAL ADVISORS, LLC.
CRD 140356 · SEC 8-67307

Fund details & source
Fund ID
805-8381110795
Reported beneficial owners
2
Minimum commitment
$500K

Form ADV 1228850 · Jul 11, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 11, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

433 NORTH CAMDEN DRIVE, 4TH FLOOR
BEVERLY HILLS, CA, 90210, United States

CRD 149678

Filing source

Form ADV 1228850 · Jul 11, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.