Investment adviser · CRD 162024

NINE MASTS CAPITAL LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

HONG KONG, Hong Kong · Form ADV filed Mar 19, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NINE MASTS INVESTMENT FUNDHedge Fund · Last reported Mar 19, 2026$1.46BGross asset value

Feeder funds

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CENTRAL, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGETOWN, Cayman Islands
Custodian BANK OF AMERICA N.A. LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BNP PARIBAS SA PARIS, France Related to adviser: No
Custodian BOCI FINANCIAL PRODUCTS LTD HONG KONG, Hong Kong Related to adviser: No
Custodian BOCI SECURITIES LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian CHI CAPITAL HOLDINGS LTD. ROAD TOWN, British Virgin Islands Related to adviser: No
Custodian CICC FINANCIAL TRADING LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian CITIBANK NA LONDON, United Kingdom Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CSI CAPITAL MANAGEMENT LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DAIWA SECURITIES CO. LTD. TOKYO, Japan Related to adviser: No
Custodian DBS BANK SINGAPORE, Singapore Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian FAR EASTERN INTERNATIONAL BANK TAIPEI, Taiwan, Republic of China Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian GUOTAI JUNAN FINANCIAL PRODUCTS LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian HSBC BANK (CHINA) COMPANY LIMITED SHANGHAI, China Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian HUATAI CAPITAL INVESTMENT LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian JP MORGAN CHASE BANK NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian KGI SECURITIES TAIPEI, Taiwan, Republic of China Related to adviser: No
Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MIZUHO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NATIXIS PARIS, France Related to adviser: No
Custodian NATWEST MARKETS PLC. LONDON, United Kingdom Related to adviser: No
Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian SINOPAC SECURITIES CORPORATION TAIPEI, Taiwan, Republic of China Related to adviser: No
Custodian SOCIETE GENERALE PARIS, France Related to adviser: No
Custodian STANDARD CHARTERED BANK LONDON, United Kingdom Related to adviser: No
Custodian STANDARD CHARTERED BANK (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian THE BANK OF NOVA SCOTIA TORONTO, Canada Related to adviser: No
Custodian THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian THE ROYAL BANK OF SCOTLAND N.V. LONDON, United Kingdom Related to adviser: No
Custodian THE ROYAL BANK OF SCOTLAND PLC LONDON, United Kingdom Related to adviser: No
Custodian UBS AG ZURICH, Switzerland Related to adviser: No
Custodian YUANTA SECURITIES CO LTD TAIPEI, Taiwan, Republic of China Related to adviser: No
Marketer MONTEDEFALCO GMBH SCHAFFHAUSEN, Switzerland Related to adviser: No
Prime broker BNP PARIBAS LONDON, United Kingdom
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker J.P. MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 1323

BOCI SECURITIES LIMITED
LEI 549300VO4FJKJIJG2H24

CHI CAPITAL HOLDINGS LTD.
LEI 549300K7GZFG2RNLW108

DAIWA SECURITIES CO. LTD.
LEI 549300D405BPQ5DDVJ61

MIZUHO INTERNATIONAL PLC
LEI 213800HZ54TG54H2KV03

Fund details & source
Fund ID
805-4683618296
Reported beneficial owners
38
Minimum commitment
$1M
Form D file number
021-572393

Form ADV 2063821 · Mar 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NINE MASTS ALPHA OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Jun 18, 2019$71.2MGross asset value

Feeder funds

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CENTRAL, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GEORGETOWN, Cayman Islands
Custodian BANK OF AMERICA N.A. LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BNP PARIBAS SA PARIS, France Related to adviser: No
Custodian CHI CAPITAL HOLDINGS LTD. ROAD TOWN, British Virgin Islands Related to adviser: No
Custodian CICC FINANCIAL TRADING LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian CITIBANK NA LONDON, United Kingdom Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian CSI CAPITAL MANAGEMENT LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian DBS BANK SINGAPORE, Singapore Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HBSC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian JPMORGAN CHASE BANK NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian KGI SECURITIES TAIPEI, Taiwan, Republic of China Related to adviser: No
Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No
Custodian MIZUHO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian SOCIETE GENERALE PARIS, France Related to adviser: No
Custodian THE BANK OF NOVA SCOTIA TORONTO, Canada Related to adviser: No
Custodian UBS AG ZURICH, Switzerland Related to adviser: No
Custodian YUANTA SECURITIES CO LTD TAIPEI, Taiwan, Republic of China Related to adviser: No
Prime broker DEUSTCHE BANK AG LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

CHI CAPITAL HOLDINGS LTD.
LEI 549300K7GZFG2RNLW108

MIZUHO INTERNATIONAL PLC
LEI 213800HZ54TG54H2KV03

Fund details & source
Fund ID
805-2076281480
Reported beneficial owners
7
Minimum commitment
$100K
Form D file number
021-194124

Form ADV 1329423 · Jun 18, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NINE MASTS SPC #1Other Private Fund · Last reported Feb 10, 2015$8MGross asset value
Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CENTRAL, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GEORGETOWN, Cayman Islands
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: Yes
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6548249868
Reported beneficial owners
4
Minimum commitment
$100K

Form ADV 873440 · Feb 10, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 19, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

LEVEL 20, ONE IFC, NO. 1 HARBOUR VIEW STREET
HONG KONG, Hong Kong

CRD 162024

Filing source

Form ADV 2063821 · Mar 19, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.