Investment adviser · CRD 173201
NICOLA WEALTH MANAGEMENT LTD.
Investment adviser filing (IA)
VANCOUVER, Canada · Form ADV filed Sep 9, 2026
- Regulatory AUM
- $11B Form ADV · Item 5.F
- Client accounts
- 27,753 Accounts, not individual clients
- Employees
- 531 Reported in this filing
- Advisory professionals
- 217 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 2,378 | $9,071,261,086 | 82.1% |
| Individuals | 3,569 | $1,085,768,766 | 9.8% |
| Charities | 650 | $479,539,848 | 4.3% |
| Corporations & businesses | 121 | $406,125,101 | 3.7% |
Filing source
Form ADV 2128647 · Sep 9, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
19 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
NICOLA CORE PORTFOLIO FUNDOther Private Fund · Last reported Sep 28, 2021$733MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY WM LLP
PCAOB 6135
Fund details & source
- Fund ID
- 805-1351374597
- Reported beneficial owners
- 5,800
- Minimum commitment
- $0
Form ADV 1568113 · Sep 28, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NICOLA BALANCED MORTGAGE FUNDOther Private Fund · Last reported Sep 28, 2021$457MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY WM LLP
PCAOB 6135
Fund details & source
- Fund ID
- 805-4977811866
- Reported beneficial owners
- 4,200
- Minimum commitment
- $0
Form ADV 1568113 · Sep 28, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NICOLA GLOBAL EQUITY FUNDOther Private Fund · Last reported Sep 28, 2021$380MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY WM LLP
PCAOB 6135
Fund details & source
- Fund ID
- 805-7890122432
- Reported beneficial owners
- 5,000
- Minimum commitment
- $0
Form ADV 1568113 · Sep 28, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NICOLA U.S. EQUITY INCOME FUNDOther Private Fund · Last reported Sep 28, 2021$292MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY WM LLP
PCAOB 6135
Fund details & source
- Fund ID
- 805-6755932894
- Reported beneficial owners
- 2,800
- Minimum commitment
- $0
Form ADV 1568113 · Sep 28, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NICOLA CANADIAN EQUITY INCOME FUNDOther Private Fund · Last reported Sep 28, 2021$278MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY WM LLP
PCAOB 6135
Fund details & source
- Fund ID
- 805-4732556243
- Reported beneficial owners
- 2,471
- Minimum commitment
- $0
Form ADV 1568113 · Sep 28, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NICOLA PRIVATE DEBT FUNDOther Private Fund · Last reported Sep 28, 2021$239MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY WM LLP
PCAOB 6135
Fund details & source
- Fund ID
- 805-1615563846
- Reported beneficial owners
- 2,700
- Minimum commitment
- $0
Form ADV 1568113 · Sep 28, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NICOLA PREFERRED SHARE FUNDOther Private Fund · Last reported Sep 28, 2021$221MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY WM LLP
PCAOB 6135
Fund details & source
- Fund ID
- 805-3921432469
- Reported beneficial owners
- 2,100
- Minimum commitment
- $0
Form ADV 1568113 · Sep 28, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 9, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
1508 WEST BROADWAY, 5TH FLOORVANCOUVER, V6J1W8, Canada
CRD 173201
Filing source
Form ADV 2128647 · Sep 9, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.