Investment adviser · CRD 156106

NIC MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2017

Regulatory AUM
$423M
Form ADV · Item 5.F
Client accounts
15
Accounts, not individual clients
Employees
0
Reported in this filing
Advisory professionals
0
Investment advisory functions

Private funds & service providers

17 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

C-BASS CBO XIX LTD.Securitized Asset Fund · Last reported Mar 30, 2017$70.6MGross asset value
Fund administrator MAPLESFS SERVICE COMPANY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8052942224
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1101668 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-BASS CBO XVIII LTD.Securitized Asset Fund · Last reported Mar 30, 2017$63.2MGross asset value
Fund administrator MAPLESFS SERVICE COMPANY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9014890081
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1101668 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-BASS CBO XIV LTD.Securitized Asset Fund · Last reported Mar 30, 2017$58.5MGross asset value
Fund administrator MAPLESFS SERVICE COMPANY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1767631928
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1101668 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-BASS CBO XV LTD.Securitized Asset Fund · Last reported Mar 30, 2017$57.8MGross asset value
Fund administrator MAPLESFS SERVICE COMPANY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6382137544
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1101668 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-BASS CBO XII LTD.Securitized Asset Fund · Last reported Mar 30, 2017$34.9MGross asset value
Fund administrator MAPLESFS SERVICE COMPANY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2036500270
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1101668 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-BASS CBO XVII LTD.Securitized Asset Fund · Last reported Mar 30, 2017$33.1MGross asset value
Fund administrator MAPLESFS SERVICE COMPANY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5871460756
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1101668 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

C-BASS CBO XVI LTD.Securitized Asset Fund · Last reported Mar 30, 2017$22.2MGross asset value
Fund administrator MAPLESFS SERVICE COMPANY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7662611911
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1101668 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

1345 AVENUE OF THE AMERICAS, 45TH FLOOR
NEW YORK, NY, 10105, United States

CRD 156106

Filing source

Form ADV 1101668 · Mar 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.