Investment adviser · CRD 167163

NGC CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 4, 2024

Regulatory AUM: $2.24B
Client accounts: 6
Employees: 11
Advisory professionals: 8

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	Fewer than 5	$1,206,700,219	53.9%
Pooled investment vehicles	4	$1,030,836,507	46.1%

Filing source

Form ADV 1881162 · Jun 4, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NGC ENHANCED LOAN MASTER FUND LPHedge Fund · Last reported Jun 4, 2024$459MGross asset value

Feeder funds

NGC ENHANCED LOAN FUND LP
NGC ENHANCED LOAN OFFSHORE FUND LP

Fund administrator CITCO TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian JPMORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Custodian SVB FINANCIAL GROUP PALO ALTO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

JPMORGAN CHASE, NA
LEI 7H6GLXDRUGQFU57RNE97

SVB FINANCIAL GROUP
LEI 0K2D5AK28E3O5CC06E35

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-2903210897
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-343592
Form D file number: 021-343593

Form ADV 1881162 · Jun 4, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANGEL ISLAND CAPITAL 2023-I LTD.Securitized Asset Fund · Last reported Jun 4, 2024$228MGross asset value

Fund administrator MAPLES LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4688186233
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 1881162 · Jun 4, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NGC LOAN FUND LPHedge Fund · Last reported Jun 4, 2024$178MGross asset value

Fund administrator CITCO TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian JPMORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Custodian SVB FINANCIAL GROUP PALO ALTO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

JPMORGAN CHASE, NA
LEI 7H6GLXDRUGQFU57RNE97

SVB FINANCIAL GROUP
LEI 0K2D5AK28E3O5CC06E35

Fund details & source

Fund ID: 805-1989667656
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-343590

Form ADV 1881162 · Jun 4, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AIC CREDIT OPPORTUNITIES, LLCHedge Fund · Last reported Jan 4, 2024$1.97BGross asset value

Fund administrator CITCO TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian COMPUTERSHARE TRUST COMPANY, NA COLUMBIA, Maryland, United States Related to adviser: No

Custodian JPMORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No

Custodian SVB FINANCIAL GROUP PALO ALTO, California, United States Related to adviser: No

Custodian U.S. BANK HOUSTON, Texas, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE, NA
LEI 7H6GLXDRUGQFU57RNE97

SVB FINANCIAL GROUP
LEI 549300D2KJ20JMXE7542

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-6828904671
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1809144 · Jan 4, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 4, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

300 PARK AVENUE, SUITE 1201
NEW YORK, NY, 10022, United States

CRD 167163

Filing source

Form ADV 1881162 · Jun 4, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.