Investment adviser · CRD 165608

NEXUS ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 1, 2014

Regulatory AUM: $955M
Client accounts: 7
Employees: 14
Advisory professionals: 8

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEXUS ENERGY PARTNERS FUND II LPHedge Fund · Last reported Jul 1, 2014$457MGross asset value

Form D fundraising filings

Nexus Energy Partners Fund II LP

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY PRIVATE BANK NA NEW YORK, New York, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9274212964
Reported beneficial owners: 5
Minimum commitment: $200M
Form D file number: 021-198951

Form ADV 832407 · Jul 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITNEY CAPITAL SERIES FUND LLC - SERIES LS16Hedge Fund · Last reported Jul 1, 2014$124MGross asset value

Form D fundraising filings

Whitney Capital Series Fund LLC - Series LS16

Auditor WITHUM SMITH & BROWN PRINCETON, New Jersey, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-3864657678
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-196117

Form ADV 832407 · Jul 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEXUS ENERGY PARTNERS SPC LTD - U.S. UTILITIES SEGREGATED PORTFOLIOHedge Fund · Last reported Jul 1, 2014$58.4MGross asset value

Feeder funds

NEXUS ENERGY PARTNERS FUND LP
NEXUS ENERGY PARTNERS FUND LTD

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No