Investment adviser · CRD 163822

NEWGEN ASSET MANAGEMENT LIMITED

Investment adviser filing (IA)

TORONTO, ONTARIO, Canada · Form ADV filed Jan 29, 2026

Regulatory AUM
$775M
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles8$743,900,17996.0%
Investment companies1$30,930,4874.0%
Filing source

Form ADV 2046270 · Jan 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEWGEN EQUITY LONG/SHORT FUND LTDHedge Fund · Last reported Jan 29, 2026$217MGross asset value

Feeder funds

  • NEWGEN EQUITY LONG-SHORT FUND LP
  • NEWGEN EQUITY LONG-SHORT FUND RRSP
  • NEWGEN (OFFSHORE) LP
Fund administrator SGGG FUND SERVICES (CAYMAN) INC. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE GRAND CAYMAN, Cayman Islands
Custodian BMO NESBITT BURNS TORONTO, ONTARIO, Canada Related to adviser: No
Custodian CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada Related to adviser: No
Custodian NATIONAL BANK FINANCIAL INC. TORONTO, ONTARIO, Canada Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian RBC DOMINION SECURITIES INC. TORONTO, ON, Canada Related to adviser: No
Custodian TD SECURITIES INC. TORONTO, ON, Canada Related to adviser: No
Marketer AWARD CAPITAL ADVISORY LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker BMO CAPITAL MARKETS INC TORONTO, ONTARIO, Canada
Prime broker CIBC WORLD MARKETS INC TORONTO, ONTARIO, Canada
Prime broker FIDELITY INVESTMENTS BOSTON, Massachusetts, United States
Prime broker NATIONAL BANK FINANCIAL INC. TORONTO, ON, Canada
Prime broker RBC DOMINION SECURITIES INC. TORONTO, ON, Canada
Prime broker TD SECURITIES INC. TORONTO,ON, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE
PCAOB 1208

Fund details & source
Fund ID
805-7170651529
Reported beneficial owners
5
Minimum commitment
$100K
Form D file number
021-337500

Form ADV 2046270 · Jan 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 29, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

COMMERCE COURT NORTH, SUITE 2900, 25 KING STREET WEST, BOX 405
TORONTO, ONTARIO, M5L 1G3, Canada

CRD 163822

Filing source

Form ADV 2046270 · Jan 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.