Investment adviser · CRD 105728

NEWGATE CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

GREENWICH, CT, United States · Form ADV filed Mar 22, 2016

Regulatory AUM
$140M
Form ADV · Item 5.F
Client accounts
500
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEWGATE INVESTMENT TRUST - EMERGING MARKETS INVESTMENT FUNDOther Private Fund · Last reported Mar 22, 2016$3MGross asset value
Fund administrator KAUFMAN ROSSIN FUND SERVICES MIAMI, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor REYNOLDS & ROWELLA, LLP NEW CAANAN, Connecticut, United States
Custodian WILMINGTON TRUST WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4965478620
Reported beneficial owners
3
Minimum commitment
$1M
Form D file number
021-70625

Form ADV 998421 · Mar 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEWGATE INVESTMENT TRUST - GLOBAL RESOURCES INVESTMENT FUNDOther Private Fund · Last reported Jun 4, 2013$24MGross asset value
Fund administrator KAUFMAN ROSSIN FUND SERVICES MIAMI, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor REYNOLDS & ROWELLA, LLP NEW CAANAN, Connecticut, United States
Custodian BROWN BROTHERS HARRIMAN BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3696639811
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-70625

Form ADV 740968 · Jun 4, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 22, 2016. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE SOUND SHORE DRIVE
GREENWICH, CT, 06830-7251, United States

CRD 105728

Filing source

Form ADV 998421 · Mar 22, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.