Investment adviser · CRD 160567

NEWBURY VENTURES

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NV MANAGEMENT III, LLC

MENLO PARK, CA, United States · Form ADV filed Aug 26, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RISING TIDE V, LLCVenture Capital Fund · Last reported Aug 26, 2017$217MGross asset value
Auditor SENSIBA SAN FILIPPO, LLP SAN JOSE, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3105330694
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1136489 · Aug 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RISING TIDE IV, LLCVenture Capital Fund · Last reported Aug 26, 2017$45.7MGross asset value
Auditor SENSIBA SAN FILIPPO, LLP SAN JOSE, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8261327019
Reported beneficial owners
1
Minimum commitment
$19.8K

Form ADV 1136489 · Aug 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEWBURY VENTURES III, L.P.Venture Capital Fund · Last reported Aug 26, 2017$25.6MGross asset value
Auditor SENSIBA SAN FILIPPO, LLP SAN MATEO, California, United States
Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY BROOKLYN, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-1798622742
Reported beneficial owners
47
Minimum commitment
$100K
Form D file number
021-9999999999

Form ADV 1136489 · Aug 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RISING TIDE I, LLCVenture Capital Fund · Last reported Aug 26, 2017$19MGross asset value
Auditor SENSIBA SAN FILIPPO, LLP SAN JOSE, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian WELLS FARGO BANK, NA MENDOTA HEIGHTS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2853103872
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 1136489 · Aug 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RISING TIDE III, LLCVenture Capital Fund · Last reported Aug 26, 2017$15.8MGross asset value
Auditor SENSIBA SAN FILIPPO, LLP SAN JOSE, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3984181445
Reported beneficial owners
2
Minimum commitment
$320K

Form ADV 1136489 · Aug 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RISING TIDE II, LLCVenture Capital Fund · Last reported Aug 26, 2017$9.88MGross asset value
Auditor SENSIBA SAN FILIPPO, LLP SAN JOSE, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6295310175
Reported beneficial owners
1
Minimum commitment
$500K

Form ADV 1136489 · Aug 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEWBURY VENTURES III GMBH & CO. KGVenture Capital Fund · Last reported Aug 26, 2017$8.78MGross asset value
Auditor SENSIBA SAN FILIPPO, LLP SAN MATEO, California, United States
Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY BROOKLYN, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-6311765460
Reported beneficial owners
2
Minimum commitment
$10M

Form ADV 1136489 · Aug 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 26, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1200 TRINITY DRIVE
MENLO PARK, CA, 94025, United States

CRD 160567

Filing source

Form ADV 1136489 · Aug 26, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.