Investment adviser · CRD 155528
NEW HARBOR FINANCIAL GROUP, LLC
Investment adviser filing (IA)
WORCESTER, MA, United States · Form ADV filed Jul 27, 2026
- Regulatory AUM
- $821M Form ADV · Item 5.F
- Client accounts
- 2,197 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 282 | $562,772,091 | 68.6% |
| Individuals | 728 | $243,288,018 | 29.6% |
| Charities | 5 | $7,928,380 | 1.0% |
| Retirement plans | 4 | $6,940,766 | 0.8% |
Filing source
Form ADV 2122299 · Jul 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
146 MAIN STREET, SUITE 302WORCESTER, MA, 01608, United States
CRD 155528
Filing source
Form ADV 2122299 · Jul 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.