Investment adviser · CRD 160127

NEW GROUND CAPITAL LLC

Investment adviser filing (IA)

ROCHESTER, NY, United States · Form ADV filed Mar 26, 2013

Regulatory AUM: $3.69M
Client accounts: 2
Employees: 4
Advisory professionals: 4

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEW GROUND CAPITAL MASTER FUND LTDHedge Fund · Last reported Mar 26, 2013$0Gross asset value

Feeder funds

Fund administrator MERIDIAN FUND SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source

Fund ID: 805-7733746089
Reported beneficial owners: 12
Minimum commitment: $500K
Form D file number: 021-175687
Form D file number: 021-175688

Form ADV 705382 · Mar 26, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

150 ALLENS CREEK ROAD
ROCHESTER, NY, 14618, United States

CRD 160127

Filing source

Form ADV 705382 · Mar 26, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.