Investment adviser · CRD 615

NEW ENGLAND SECURITIES CORPORATION

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Dec 23, 2014

Regulatory AUM
$5.33B
Form ADV · Item 5.F
Client accounts
35,099
Accounts, not individual clients
Employees
2,514
Reported in this filing
Advisory professionals
1,396
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 23, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1095 AVENUE OF THE AMERICAS
NEW YORK, NY, 10036, United States

CRD 615

Filing source

Form ADV 862404 · Dec 23, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.