Investment adviser · CRD 106518
NEW ENGLAND CAPITAL
Investment adviser filing (IA)
GAGE WILEY GROUP INC
NORTHAMPTON, MA, United States · Form ADV filed Nov 4, 2019
- Regulatory AUM
- $314M Form ADV · Item 5.F
- Client accounts
- 380 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 134 | $267,025,545 | 84.9% |
| Individuals | 235 | $37,686,467 | 12.0% |
| Charities | 11 | $9,770,586 | 3.1% |
Filing source
Form ADV 1354291 · Nov 4, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Nov 4, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly
Principal office
120 KING STREETNORTHAMPTON, MA, 01060, United States
CRD 106518
Filing source
Form ADV 1354291 · Nov 4, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.