Investment adviser · CRD 105900

NEW ENGLAND ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

FARMINGTON, CT, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $112B
Client accounts: 1,001
Employees: 122
Advisory professionals: 56

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	128	$96,381,751,630	86.3%
Government entities	14	$15,231,068,366	13.6%
Pooled investment vehicles	3	$51,599,059	0.0%
High-net-worth individuals	Fewer than 5	$41,274,738	0.0%
Retirement plans	Fewer than 5	$12,329,789	0.0%

Filing source

Form ADV 2047706 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AYRESOME CDO I LTDSecuritized Asset Fund · Last reported Mar 31, 2026$31.5MGross asset value

Fund administrator MAPLES FINANCE LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK - TRUSTEE CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7628144188
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 2047706 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAYBROOK POINT CBO II LIMITEDSecuritized Asset Fund · Last reported Mar 31, 2026$16.3MGross asset value

Fund administrator QSPV LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian TRUSTEE - US BANK CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4980152362
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 2047706 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAYBROOK POINT CBO LIMITEDSecuritized Asset Fund · Last reported Mar 31, 2026$3.83MGross asset value

Fund administrator QSPV LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian TRUSTEE - US BANK CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7789280148
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 2047706 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FOCUSED VALUE EQUITY MANAGEMENT FUNDOther Private Fund · Last reported Feb 8, 2016$27.2MGross asset value

Form D fundraising filings

General Re-NEAM Trust I

Fund administrator JD CLARK & COMPANY, A DIVISION OF UMB FUND SERVICES, INC. CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States

Custodian UMB FUND SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7443686380
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-165591

Form ADV 976158 · Feb 8, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TALCOTT NOTCH CBO I LTDSecuritized Asset Fund · Last reported Oct 1, 2014$0Gross asset value

Fund administrator COLLATERAL ADMINISTRATOR - BANK OF NEW YORK MELLON TRUST CO. (INITIALLY CHASE BANK OF TEXAS, N.A.) HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator DEUTSCHE BANK (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON TRUST CO., N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4048174516
Reported beneficial owners: 1
Minimum commitment: $200K

Form ADV 845899 · Oct 1, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters

Compensation

Percentage of assets · Fixed

Principal office

74 BATTERSON PARK RD., POND VIEW CORPORATE CENTER
FARMINGTON, CT, 06032, United States

CRD 105900

Filing source

Form ADV 2047706 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.