Investment adviser · CRD 324282
NEUBERGER BERMAN LOAN ADVISERS IV LLC
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $6.07B Form ADV · Item 5.F
- Client accounts
- 13 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 13 | $6,070,500,782 | 100.0% |
| Individuals | Fewer than 5 | Not reported | Not reported |
| High-net-worth individuals | Fewer than 5 | Not reported | Not reported |
| Banks & thrifts | Fewer than 5 | Not reported | Not reported |
| Retirement plans | Fewer than 5 | Not reported | Not reported |
| Charities | Fewer than 5 | Not reported | Not reported |
| Government entities | Fewer than 5 | Not reported | Not reported |
| Other investment advisers | Fewer than 5 | Not reported | Not reported |
| Insurance companies | Fewer than 5 | Not reported | Not reported |
| Sovereign wealth & foreign institutions | Fewer than 5 | Not reported | Not reported |
| Corporations & businesses | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 2065562 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
13 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
NEUBERGER BERMAN CLO 32R, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$541MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION
LEI 984500CB86D140A6BB94
Fund details & source
- Fund ID
- 805-4776767010
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2065562 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEUBERGER BERMAN LOAN ADVISERS CLO 55, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$539MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION
LEI 984500CB86D140A6BB94
Fund details & source
- Fund ID
- 805-5300866940
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2065562 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEUBERGER BERMAN LOAN ADVISERS CLO 61, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$499MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION
LEI 984500CB86D140A6BB94
Fund details & source
- Fund ID
- 805-8684366366
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2065562 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEUBERGER BERMAN LOAN ADVISERS CLO 62, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$499MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION
LEI 984500CB86D140A6BB94
Fund details & source
- Fund ID
- 805-3491828539
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2065562 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEUBERGER BERMAN LOAN ADVISERS CLO 60, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$496MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION
LEI 984500CB86D140A6BB94
Fund details & source
- Fund ID
- 805-2667136214
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2065562 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEUBERGER BERMAN LOAN ADVISERS CLO 57, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$494MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION
LEI 984500CB86D140A6BB94
Fund details & source
- Fund ID
- 805-2809850268
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2065562 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEUBERGER BERMAN LOAN ADVISERS CLO 59, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$493MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION
LEI 984500CB86D140A6BB94
Fund details & source
- Fund ID
- 805-8796762872
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 2065562 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
190 SOUTH LASALLE STREET, SUITE 2400CHICAGO, IL, 60603, United States
CRD 324282
Filing source
Form ADV 2065562 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.