Investment adviser · CRD 124687

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 24, 2026

Regulatory AUM: $399B
Client accounts: 43,954
Employees: 1,542
Advisory professionals: 646

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	378	$142,341,395,355	35.7%
Investment companies	72	$69,734,423,603	17.5%
High-net-worth individuals	15,676	$63,035,665,143	15.8%
Retirement plans	710	$28,486,763,414	7.1%
Government entities	44	$27,810,783,232	7.0%
Insurance companies	62	$24,051,394,774	6.0%
Corporations & businesses	1,828	$14,230,894,485	3.6%
Sovereign wealth & foreign institutions	14	$9,441,618,911	2.4%
Individuals	24,100	$8,852,730,569	2.2%
Charities	991	$6,000,269,905	1.5%
Other investment advisers	9	$3,877,739,512	1.0%
Other clients	69	$692,704,195	0.2%
Banks & thrifts	1	$93,528,361	0.0%

Filing source

Form ADV 2131395 · Sep 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

NEUBERGER BERMAN SPECIAL SITUATIONS MASTER FUND II LPHedge Fund · Last reported Sep 24, 2026$178MGross asset value

Feeder funds

NEUBERGER BERMAN SPECIAL SITUATIONS FUND II LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANK GLOBAL FUND SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-4334833067
Reported beneficial owners: 14
Minimum commitment: $5M
Form D file number: 021-370733

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER TAIWAN EQUITY FUND LTD.Hedge Fund · Last reported Sep 24, 2026$151MGross asset value

Form D fundraising filings

Neuberger Taiwan Equity Fund Ltd.

Fund administrator U.S. BANK GLOBAL USBFS (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-6744244930
Reported beneficial owners: 4
Minimum commitment: $10M
Form D file number: 021-590123

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE MONON FUND LTD.Hedge Fund · Last reported Sep 24, 2026$150MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. CAYMAN ISLANDS, Cayman Islands

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-5206809138
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-1515416

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KANTOR PRIVATE OPPORTUNITIES VIII LPPrivate Equity Fund · Last reported Sep 24, 2026$121MGross asset value

Form D fundraising filings

Kantor Private Opportunities VIII LP

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

Fund details & source

Fund ID: 805-7400266272
Reported beneficial owners: 110
Minimum commitment: $200K
Form D file number: 021-536748

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLCHedge Fund · Last reported Sep 24, 2026$117MGross asset value

Form D fundraising filings

Neuberger Berman Emerging Market Debt Fund LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-6606629694
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-217094

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN REAL ESTATE DEBT INCOME FUND IHedge Fund · Last reported Sep 24, 2026$97.9MGross asset value

Fund administrator J.P. MORGAN ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian J.P. MORGAN SE DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1411

Fund details & source

Fund ID: 805-1034713852
Reported beneficial owners: 1
Minimum commitment: $2.5M

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KANTOR PRIVATE OPPORTUNITIES VI LPPrivate Equity Fund · Last reported Sep 24, 2026$91MGross asset value

Form D fundraising filings

Kantor Private Opportunities VI LP

Fund administrator MUFG CAPITAL ANALYTICS, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-4860253407
Reported beneficial owners: 158
Minimum commitment: $150K
Form D file number: 021-398498

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1290 AVENUE OF THE AMERICAS
NEW YORK, NY, 10104, United States

CRD 124687

Filing source

Form ADV 2131395 · Sep 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.