Investment adviser · CRD 154286

NEUBERGER BERMAN ASIA LIMITED

Investment adviser filing (IA)

HONG KONG, Hong Kong · Form ADV filed Mar 30, 2026

Regulatory AUM: $11B
Client accounts: 28
Employees: 62
Advisory professionals: 19

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	9	$5,718,406,467	51.9%
Sovereign wealth & foreign institutions	5	$3,930,735,971	35.7%
Insurance companies	13	$1,364,109,013	12.4%
Other clients	1	$1,360,742	0.0%

Filing source

Form ADV 2074580 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEUBERGER BERMAN GREATER CHINA EQUITY MASTER FUND LTD.Hedge Fund · Last reported Mar 31, 2017$383MGross asset value

Feeder funds

NEUBERGER BERMAN GREATER CHINA EQUITY FUND LTD.

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-7548434490
Reported beneficial owners: 13
Minimum commitment: $250K

Form ADV 1096755 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN CHINA OPPORTUNITY FUNDOther Private Fund · Last reported Mar 31, 2017$273MGross asset value

Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-6736265700
Reported beneficial owners: 16
Minimum commitment: $1M

Form ADV 1096755 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NB GREATER CHINA LONG/SHORT EQUITY MASTER FUND, LTD.Hedge Fund · Last reported Mar 31, 2017$194MGross asset value

Feeder funds

NB GREATER CHINA LONG/SHORT EQUITY FUND LLC
NB GREATER CHINA LONG/SHORT EQUITY FUND, LTD.

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-2393903335
Reported beneficial owners: 67
Minimum commitment: $250K

Form ADV 1096755 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN CHINA A SHARE FUNDOther Private Fund · Last reported Feb 25, 2013$124MGross asset value

Fund administrator BROWN BROTHERS HARRIMAN FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian BROWN BROTHERS HARRIMAN & CO BOSTON, Massachusetts, United States Related to adviser: No

Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED BEIJING, China Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8767395451
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-1559885

Form ADV 704975 · Feb 25, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 26Hedge Fund · Last reported Mar 28, 2013$112MGross asset value

Form D fundraising filings

PM Manager Fund, SPC - Segregated Portfolio 26

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP GRAND CAYMAN, Cayman Islands

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4462515979
Reported beneficial owners: 19
Minimum commitment: $250K
Form D file number: 021-151587

Form ADV 723020 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN CHINA EQUITY MASTER FUNDHedge Fund · Last reported Feb 8, 2021$2.09MGross asset value

Feeder funds

NEUBERGER BERMAN CHINA EQUITY FEEDER FUND
NEUBERGER BERMAN CHINA EQUITY US FEEDER FUND

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN52

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-6720857256
Reported beneficial owners: 3
Minimum commitment: $10M

Form ADV 1492039 · Feb 8, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

20TH FLOOR, JARDINE HOUSE, 1 CONNAUGHT PLACE, CENTRAL
HONG KONG, Hong Kong

CRD 154286

Filing source

Form ADV 2074580 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.