Investment adviser · CRD 161856

NEOCARTA VENTURES, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEOCARTA ASSOCIATES, LLC

· Form ADV filed Dec 14, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEOCARTA VENTURES, LPVenture Capital Fund · Last reported Dec 14, 2016$42.4MGross asset value
Auditor FRANK RIMERMAN + CO LLP SAN FRANCISCO, California, United States
Custodian UBS FINANCIAL SERVICES, INC. WEEHAWKEN, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

UBS FINANCIAL SERVICES, INC.
SEC 8-115060

Fund details & source
Fund ID
805-4512913480
Reported beneficial owners
112
Minimum commitment
$100K
Form D file number
021-9999999999

Form ADV 1056753 · Dec 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEOCARTA SCOUT FUND, LLCVenture Capital Fund · Last reported Dec 14, 2016$6.35MGross asset value
Custodian UBS FINANCIAL SERVICES, INC. WEEHAWKEN, New Jersey, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

UBS FINANCIAL SERVICES, INC.
SEC 8-115060

Fund details & source
Fund ID
805-9047081890
Reported beneficial owners
32
Minimum commitment
$5K
Form D file number
021-9999999999

Form ADV 1056753 · Dec 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 14, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 161856

Filing source

Form ADV 1056753 · Dec 14, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.