Investment adviser · CRD 106783
NEEDHAM INVESTMENT MANAGEMENT, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 30, 2026
- Regulatory AUM
- $1.8B Form ADV · Item 5.F
- Client accounts
- 5 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 3 | $1,531,295,165 | 85.0% |
| Pooled investment vehicles | 2 | $269,658,853 | 15.0% |
Filing source
Form ADV 2076318 · Mar 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
NEEDHAM EMERGING GROWTH PARTNERS, L.P.Hedge Fund · Last reported Mar 30, 2026$205MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-5001195793
- Reported beneficial owners
- 38
- Minimum commitment
- $500K
- Form D file number
- 021-89084
Form ADV 2076318 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEEDHAM CONTRARIAN (QP) FUND, L.P.Hedge Fund · Last reported Mar 30, 2026$64.3MGross asset value
Form D fundraising filings
Needham Contrarian QP Fund L P
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-3357488732
- Reported beneficial owners
- 21
- Minimum commitment
- $1M
- Form D file number
- 021-78780
Form ADV 2076318 · Mar 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEEDHAM CONTRARIAN FUND, L.P.Hedge Fund · Last reported Mar 22, 2019$10.1MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-1182760958
- Reported beneficial owners
- 7
- Minimum commitment
- $500K
- Form D file number
- 021-84046
Form ADV 1291872 · Mar 22, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 30, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
250 PARK AVE, 10TH FLOORNEW YORK, NY, 10177, United States
CRD 106783
Filing source
Form ADV 2076318 · Mar 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.