Investment adviser · CRD 163073

NEEDHAM CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 21, 2018

Regulatory AUM
$548K
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$547,988100.0%
Filing source

Form ADV 1195224 · Mar 21, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEEDHAM CAPITAL PARTNERS II, L.P.Private Equity Fund · Last reported Mar 21, 2018$234KGross asset value
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1963602535
Reported beneficial owners
107
Minimum commitment
$1M
Form D file number
021-9999999999

Form ADV 1195224 · Mar 21, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEEDHAM CAPITAL PARTNERS III, L.P.Private Equity Fund · Last reported Mar 21, 2018$179KGross asset value
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7704805073
Reported beneficial owners
215
Minimum commitment
$1M
Form D file number
021-1130539

Form ADV 1195224 · Mar 21, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEEDHAM CAPITAL PARTNERS IIIA, L.P.Private Equity Fund · Last reported Mar 21, 2018$135KGross asset value
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7498592213
Reported beneficial owners
51
Minimum commitment
$1M
Form D file number
021-1130544

Form ADV 1195224 · Mar 21, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

250 PARK AVE, 10TH FLOOR
NEW YORK, NY, 10177, United States

CRD 163073

Filing source

Form ADV 1195224 · Mar 21, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.