Investment adviser · CRD 144185
NC III, L.L.C.
Investment adviser filing (IA)
DANVILLE, CA, United States · Form ADV filed Dec 8, 2014
- Regulatory AUM
- $2.36B Form ADV · Item 5.F
- Client accounts
- 39 Accounts, not individual clients
- Employees
- 36 Reported in this filing
- Advisory professionals
- 21 Investment advisory functions
Private funds & service providers
39 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
NORTHGATE IV, L.P.Private Equity Fund · Last reported Dec 8, 2014$483MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-1327515637
- Reported beneficial owners
- 100
- Minimum commitment
- $1M
- Form D file number
- 021-130615
Form ADV 859567 · Dec 8, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NP IV -V, L.P.Private Equity Fund · Last reported Dec 8, 2014$426MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-1542063070
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
- Form D file number
- 021-9999999999
Form ADV 859567 · Dec 8, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NCD INVESTORSVenture Capital Fund · Last reported Dec 8, 2014$377MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191
Fund details & source
- Fund ID
- 805-4121270933
- Reported beneficial owners
- 54
- Minimum commitment
- $500K
- Form D file number
- 021-88110
Form ADV 859567 · Dec 8, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NORTHGATE PRIVATE EQUITY PARTNERS III, L.P.Private Equity Fund · Last reported Dec 8, 2014$311MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-1922306634
- Reported beneficial owners
- 93
- Minimum commitment
- $1M
- Form D file number
- 021-91240
Form ADV 859567 · Dec 8, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NPEP II-Q, L.L.C.Private Equity Fund · Last reported Dec 8, 2014$195MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-1498805133
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
- Form D file number
- 021-9999999999
Form ADV 859567 · Dec 8, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NORTHGATE VENTURE PARTNERS III, L.P.Venture Capital Fund · Last reported Dec 8, 2014$191MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3431403419
- Reported beneficial owners
- 67
- Minimum commitment
- $1M
- Form D file number
- 021-90686
Form ADV 859567 · Dec 8, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NORTHGATE PRIVATE EQUITY PARTNERS II (Q), L.P.Private Equity Fund · Last reported Dec 8, 2014$171MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-2490208586
- Reported beneficial owners
- 72
- Minimum commitment
- $1M
- Form D file number
- 021-78092
Form ADV 859567 · Dec 8, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Dec 8, 2014. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
649 SAN RAMON VALLEY BLVDDANVILLE, CA, 94526, United States
CRD 144185
Filing source
Form ADV 859567 · Dec 8, 2014 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.