Investment adviser · CRD 110600
NBS FINANCIAL SERVICES, INC.
Investment adviser filing (IA)
NBS FINANCIAL & INSURANCE SERVICES INC
WESTLAKE VILLAGE, CA, United States · Form ADV filed Mar 30, 2025
- Regulatory AUM
- $273M Form ADV · Item 5.F
- Client accounts
- 391 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 49 | $223,146,667 | 81.6% |
| Individuals | 82 | $33,675,610 | 12.3% |
| Retirement plans | 6 | $14,258,750 | 5.2% |
| Charities | Fewer than 5 | $1,225,290 | 0.4% |
| Corporations & businesses | Fewer than 5 | $1,032,233 | 0.4% |
Filing source
Form ADV 1959080 · Mar 30, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 30, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
340 N WESTLAKE BLVD, STE 112WESTLAKE VILLAGE, CA, 91362, United States
CRD 110600
Filing source
Form ADV 1959080 · Mar 30, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.