Investment adviser · CRD 117035
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Oct 20, 2016
- Regulatory AUM
- $3.39B Form ADV · Item 5.F
- Client accounts
- 32 Accounts, not individual clients
- Employees
- 39 Reported in this filing
- Advisory professionals
- 17 Investment advisory functions
Private funds & service providers
15 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
THE MONON FUND LTD.Hedge Fund · Last reported Oct 20, 2016$453MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- Yes
NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908
Fund details & source
- Fund ID
- 805-5206809138
- Reported beneficial owners
- 1
- Minimum commitment
- $5M
- Form D file number
- 021-1515416
Form ADV 1046430 · Oct 20, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NB OFFSHORE DIVERSIFIED ARBITRAGE MASTER FUND LTD.Hedge Fund · Last reported Oct 20, 2016$231MGross asset value
Feeder funds
- NB DIVERSIFIED ARBITRAGE FUND (IRELAND) PLC
- NB OFFSHORE DIVERSIFIED ARBITRAGE FUND III LTD.
- NB OFFSHORE DIVERSIFIED ARBITRAGE FUND II LTD.
- NB OFFSHORE DIVERSIFIED ARBITRAGE FUND LTD.
- NB OFFSHORE DIVERSIFIED ARBITRAGE TRUST
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6875727936
- Reported beneficial owners
- 4
- Minimum commitment
- $500K
Form ADV 1046430 · Oct 20, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NB DIVERSIFIED ARBITRAGE MASTER FUND LLCHedge Fund · Last reported Oct 20, 2016$138MGross asset value
Feeder funds
- NB DIVERSIFIED ARBITRAGE FUND II L.P.
- NB DIVERSIFIED ARBITRAGE FUND L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2903305433
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1046430 · Oct 20, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NB DIVERSIFIED ARBITRAGE PENSION FUND LTD.Hedge Fund · Last reported Oct 20, 2016$111MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264
KELSON CAPITAL LLC
CRD 149477 · SEC 8-68147
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908
UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163
Fund details & source
- Fund ID
- 805-3493114726
- Reported beneficial owners
- 11
- Minimum commitment
- $100K
- Form D file number
- 021-1460028
Form ADV 1046430 · Oct 20, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NB ALTERNATIVES DISTRESSED CREDIT FUND LTD.Hedge Fund · Last reported Oct 20, 2016$55.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KELSON CAPITAL LLC
CRD 149477 · SEC 8-68147
NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908
Fund details & source
- Fund ID
- 805-1901493757
- Reported beneficial owners
- 6
- Minimum commitment
- $1M
- Form D file number
- 021-1487218
Form ADV 1046430 · Oct 20, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NB ALPHA CAPTURE FUND L.P.Hedge Fund · Last reported Oct 20, 2016$10.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GOLDMAN, SACHS & CO.
SEC 8-129
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
Fund details & source
- Fund ID
- 805-2587912165
- Reported beneficial owners
- 11
- Minimum commitment
- $1M
- Form D file number
- 021-223181
Form ADV 1046430 · Oct 20, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPPORTUNITY FUND SEGREGATED PORTFOLIO COMPANYHedge Fund · Last reported Oct 20, 2016$1.73MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6661238452
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
Form ADV 1046430 · Oct 20, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Oct 20, 2016. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
605 THIRD AVENUE, 22ND FLOORNEW YORK, NY, 10158, United States
CRD 117035
Filing source
Form ADV 1046430 · Oct 20, 2016 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.