Investment adviser · CRD 149873

NB ALTERNATIVE FUND MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 3, 2013

Regulatory AUM
$586M
Form ADV · Item 5.F
Client accounts
20
Accounts, not individual clients
Employees
51
Reported in this filing
Advisory professionals
35
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEUBERGER BERMAN GTAA MASTER FUND II LTDHedge Fund · Last reported Mar 28, 2013$122MGross asset value

Feeder funds

  • NEUBERGER BERMAN GTAA II, LP
  • NEUBERGER BERMAN GTAA II, LTD.
Fund administrator INTERNATIONAL FUND SERVICES (IRELAND)LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator INTERNATIONAL FUND SERVICES (NA) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Marketer NEUBERGER BERMAN LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-7769095461
Reported beneficial owners
2
Minimum commitment
$500K
Form D file number
021-114422

Form ADV 716274 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NB ALL CAP ALPHA MASTER FUND, LTDHedge Fund · Last reported Mar 28, 2013$78MGross asset value

Feeder funds

  • NB ALL CAP ALPHA FUND, LP
Fund administrator CITI HEDGE FUND SERVICES, LTD. COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator CITI HEDGE FUND SERVICES, LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG HAMILTON, Bermuda
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NEUBERGER BERMAN LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-3563247141
Reported beneficial owners
25
Minimum commitment
$1M
Form D file number
021-118567

Form ADV 716274 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN COMMODITIES MASTER FUND I LTDHedge Fund · Last reported Mar 28, 2013$45.2MGross asset value

Feeder funds

  • NEUBERGER BERMAN COMMODITIES FUND I LTD.
Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK & TRUST CO. BOSTON, Massachusetts, United States Related to adviser: No
Marketer NEUBERGER BERMAN LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-8272849955
Reported beneficial owners
2
Minimum commitment
$250K
Form D file number
021-143607

Form ADV 716274 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN GTAA MASTER FUND I LTDHedge Fund · Last reported Mar 28, 2013$29.7MGross asset value

Feeder funds

  • NEUBERGER BERMAN GTAA (COMMODITIES) FUND I LTD
  • NEUBERGER BERMAN GTAA FUND, LP
  • NEUBERGER BERMAN GTAA I, LTD
  • NEUBERGER BERMAN GTAA UNIT TRUST
Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator INTERNATIONAL FUND SERVICES (N.A.), LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Marketer NEUBERGER BERMAN LLC NEW YORK, New York, United States Related to adviser: Yes
Marketer UBS FINANCIAL SERVICES INC. WEEKHAWKEN, New Jersey, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-8292271142
Reported beneficial owners
4
Minimum commitment
$500K
Form D file number
021-113656
Form D file number
021-93791

Form ADV 716274 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN GTAA PENSION FUND I LTDHedge Fund · Last reported Mar 28, 2013$29MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer NEUBERGER BERMAN LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-6492960872
Reported beneficial owners
1
Minimum commitment
$5M
Form D file number
021-143603

Form ADV 716274 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NB PINE ROCK MASTER FUND LPHedge Fund · Last reported Mar 28, 2013$28.1MGross asset value

Feeder funds

  • NB PINE ROCK FUND LP
Fund administrator CITI HEDGE FUND SERVICES, LTD. COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator CITI HEDGE FUND SERVICES, LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG HAMILTON, Bermuda
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Marketer NEUBERGER BERMAN LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

NEUBERGER BERMAN LLC
CRD 2908 · SEC 801-3908

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-2142877962
Reported beneficial owners
33
Minimum commitment
$500K
Form D file number
021-126836

Form ADV 716274 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 3, 2013. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

605 THIRD AVENUE
NEW YORK, NY, 10158, United States

CRD 149873

Filing source

Form ADV 739824 · Jun 3, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.