Investment adviser · CRD 311695
NAU SECURITIES LIMITED
Investment adviser filing (IA)
LONDON, United Kingdom · Form ADV filed May 19, 2023
- Employees
- 8 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Not available in this filing: Regulatory AUM, Client accounts.
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Corporations & businesses | 70 | $0 | Not reported |
Filing source
Form ADV 1763309 · May 19, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 19, 2023. View historical filings
Reported services
Not reported in these imported fields
Compensation
Subscription · Fixed
Principal office
MICHELIN HOUSE, 81 FULHAM ROADLONDON, SW3 6RD, United Kingdom
CRD 311695
Filing source
Form ADV 1763309 · May 19, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.