Investment adviser · CRD 1101

NATIXIS SECURITIES AMERICAS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 16, 2014

Regulatory AUM
$57.5M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
236
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CHROME FUNDING LTD.Securitized Asset Fund · Last reported Jul 16, 2014$34.4MGross asset value
Fund administrator CITIBANK TRUSTEE COMPANY LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CITIBANK, N.A. LONDON LONDON, United Kingdom Related to adviser: No
Custodian CITICORP TRUSTEE COMPANY LIMITED LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1618314932
Reported beneficial owners
5
Minimum commitment
$250K

Form ADV 834872 · Jul 16, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

IXIS ABS CDO 1 LTD.Securitized Asset Fund · Last reported Jan 14, 2014$154MGross asset value
Fund administrator MAPLES FINANCE LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF AMERICA N.A. AS SUCCESSOR IN INTEREST TO LASALLE BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2009291449
Reported beneficial owners
5
Minimum commitment
$200K

Form ADV 777884 · Jan 14, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 16, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed

Principal office

1251 AVENUE OF THE AMERICAS, 4TH FLOOR
NEW YORK, NY, 10020, United States

CRD 1101

Filing source

Form ADV 834872 · Jul 16, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.