Investment adviser · CRD 171003
OSTRUM ASSET MANAGEMENT U.S., LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Sep 11, 2020
- Regulatory AUM
- $0 Form ADV · Item 5.F
- Client accounts
- 0 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Banks & thrifts | Fewer than 5 | $0 | Not reported |
| Retirement plans | Fewer than 5 | $0 | Not reported |
| Charities | Fewer than 5 | $0 | Not reported |
| Government entities | Fewer than 5 | $0 | Not reported |
| Other investment advisers | Fewer than 5 | $0 | Not reported |
| Insurance companies | Fewer than 5 | $0 | Not reported |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | Not reported |
| Corporations & businesses | Fewer than 5 | $0 | Not reported |
Filing source
Form ADV 1455934 · Sep 11, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 11, 2020. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
1251 AVENUE OF THE AMERICAS, 41ST FLOORNEW YORK, NY, 10020, United States
CRD 171003
Filing source
Form ADV 1455934 · Sep 11, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.