Investment adviser · CRD 111746

NATIONAL INVESTMENT SERVICES, INC

Investment adviser filing (IA)

MILWAUKEE, WI, United States · Form ADV filed May 31, 2019

Regulatory AUM: $7.22B
Client accounts: 536
Employees: 38
Advisory professionals: 14

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	189	$5,823,900,000	80.6%
Charities	38	$545,590,000	7.6%
Government entities	24	$416,843,000	5.8%
Pooled investment vehicles	12	$200,938,000	2.8%
Corporations & businesses	6	$162,715,000	2.3%
Individuals	112	$73,432,000	1.0%

Filing source

Form ADV 1327114 · May 31, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

14 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NIS CORE FIXED INCOME FUND, LLCOther Private Fund · Last reported May 31, 2019$1.04BGross asset value

Auditor BAKER TILLY MILWAUKEE, Wisconsin, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY
PCAOB 23

Fund details & source

Fund ID: 805-1438142266
Reported beneficial owners: 50
Minimum commitment: $250K
Form D file number: 021-56008

Form ADV 1327114 · May 31, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NIS INTERMEDIATE FIXED INCOME FUND, LLCOther Private Fund · Last reported May 31, 2019$932MGross asset value

Auditor BAKER TILLY MILWAUKEE, Wisconsin, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY
PCAOB 23

Fund details & source

Fund ID: 805-4054883567
Reported beneficial owners: 51
Minimum commitment: $250K
Form D file number: 021-64380

Form ADV 1327114 · May 31, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NIS TOTAL ABSOLUTE RETURN FUND, LLCHedge Fund · Last reported May 31, 2019$542MGross asset value

Auditor BAKER TILLY MILWAUKEE, Wisconsin, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY
PCAOB 23

Fund details & source

Fund ID: 805-4819143079
Reported beneficial owners: 98
Minimum commitment: $1M
Form D file number: 021-275058

Form ADV 1327114 · May 31, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NIS PREFERRED STOCK FUND II, LLCHedge Fund · Last reported May 31, 2019$301MGross asset value

Auditor BAKER TILLY MILWAUKEE, Wisconsin, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY
PCAOB 23

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-2052974210
Reported beneficial owners: 66
Minimum commitment: $250K
Form D file number: 021-274887

Form ADV 1327114 · May 31, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NIS HIGH YIELD FUND, LLCOther Private Fund · Last reported May 31, 2019$226MGross asset value

Auditor BAKER TILLY MILWAUKEE, Wisconsin, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY
PCAOB 23

Fund details & source

Fund ID: 805-4885335078
Reported beneficial owners: 90
Minimum commitment: $0
Form D file number: 021-274884

Form ADV 1327114 · May 31, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NIS CORE FIXED INCOME QP FUND, LLCOther Private Fund · Last reported May 31, 2019$117MGross asset value

Auditor BAKER TILLY MILWAUKEE, Wisconsin, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY
PCAOB 23

Fund details & source

Fund ID: 805-4696913987
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-317821

Form ADV 1327114 · May 31, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NIS INTERMEDIATE FIXED INCOME QP FUND, LLCOther Private Fund · Last reported May 31, 2019$46.1MGross asset value

Auditor BAKER TILLY MILWAUKEE, Wisconsin, United States

Custodian COMERICA BANK DETROIT, Michigan, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BAKER TILLY
PCAOB 23

Fund details & source

Fund ID: 805-3285438261
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-320562

Form ADV 1327114 · May 31, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 31, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

777 E. WISCONSIN AVENUE, SUITE 2350
MILWAUKEE, WI, 53202-5310, United States

CRD 111746

Filing source

Form ADV 1327114 · May 31, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.