Investment adviser · CRD 104925
NASDAQ DORSEY WRIGHT
Investment adviser filing (IA)
DORSEY, WRIGHT & ASSOCIATES, LLC
RICHMOND, VA, United States · Form ADV filed Apr 1, 2026
- Regulatory AUM
- $1.01B Form ADV · Item 5.F
- Client accounts
- 840 Accounts, not individual clients
- Employees
- 25 Reported in this filing
- Advisory professionals
- 14 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 6 | $536,644,423 | 53.0% |
| High-net-worth individuals | 479 | $330,100,872 | 32.6% |
| Individuals | 327 | $90,844,266 | 9.0% |
| Retirement plans | 10 | $40,796,325 | 4.0% |
| Corporations & businesses | 11 | $10,211,073 | 1.0% |
| Charities | Fewer than 5 | $2,844,718 | 0.3% |
| Other clients | Fewer than 5 | $447,815 | 0.0% |
Filing source
Form ADV 2090754 · Apr 1, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 1, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Hourly · Subscription · Fixed
Principal office
3300 W LEIGH STREETRICHMOND, VA, 23230, United States
CRD 104925
Filing source
Form ADV 2090754 · Apr 1, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.