Investment adviser · CRD 121158
NAPA VALLEY WEALTH MANAGEMENT
Investment adviser filing (IA)
NAPA VALLEY WEALTH MANAGEMENT, INC.
ST. HELENA, CA, United States · Form ADV filed Feb 23, 2022
- Regulatory AUM
- $350M Form ADV · Item 5.F
- Client accounts
- 391 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 88 | $205,903,941 | 58.9% |
| Individuals | 259 | $117,336,632 | 33.6% |
| Charities | 11 | $14,225,818 | 4.1% |
| Retirement plans | 11 | $12,102,167 | 3.5% |
Filing source
Form ADV 1607806 · Feb 23, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 23, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
1127 POPE STREET, SUITE 101ST. HELENA, CA, 94574, United States
CRD 121158
Filing source
Form ADV 1607806 · Feb 23, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.