Investment adviser · CRD 133978
NAMCOA
Investment adviser filing (IA)
NAPLES ASSET MANAGEMENT CO., LLC
MOORESVILLE, NC, United States · Form ADV filed Jun 3, 2026
- Regulatory AUM
- $404M Form ADV · Item 5.F
- Client accounts
- 584 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 44 | $236,117,736 | 58.4% |
| Individuals | 488 | $105,109,577 | 26.0% |
| Charities | Fewer than 5 | $38,761,334 | 9.6% |
| High-net-worth individuals | 51 | $24,341,337 | 6.0% |
Filing source
Form ADV 2057846 · Jun 3, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 3, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
107 KILSON DRIVE, SUITE 206MOORESVILLE, NC, 28117, United States
CRD 133978
Filing source
Form ADV 2057846 · Jun 3, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.