Investment adviser · CRD 172287

N M ROTHSCHILD & SONS LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

LONDON, United Kingdom · Form ADV filed Sep 5, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CONTEGO CLO II B.V.Securitized Asset Fund · Last reported Sep 5, 2017$395MGross asset value
Fund administrator ELAVON FINANCIAL SERVICES LIMITED RIJSWIJK, Netherlands Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG AMSTELVEEN, Netherlands
Custodian U.S. BANK TRUSTEES LIMITED LONDON, United Kingdom Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-2132702993
Reported beneficial owners
20
Minimum commitment
$124K

Form ADV 1138421 · Sep 5, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OBERON CREDIT INVESTMENT FUND I S.C.A. SICAV-SIFSecuritized Asset Fund · Last reported Jun 23, 2016$176MGross asset value
Fund administrator SANNE GROUP LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE AUDIT SARL LUXEMBOURG, Luxembourg
Custodian ING LUXEMBOURG SA LUXEMBOURG, Luxembourg Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9857128943
Reported beneficial owners
12
Minimum commitment
$4.5B

Form ADV 1023119 · Jun 23, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QUINTUS EUROPEAN MEZZANINE FUND LPSecuritized Asset Fund · Last reported Sep 10, 2015$14.6MGross asset value
Fund administrator KLEINWORT BENSON ST HELIER, Jersey Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG CHANNEL ISLANDS LIMITED ST HELIER, Jersey
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4589540757
Reported beneficial owners
3
Minimum commitment
$10M

Form ADV 945689 · Sep 10, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 5, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

NEW COURT, ST SWITHIN'S LANE
LONDON, EC4N 8AL, United Kingdom

CRD 172287

Filing source

Form ADV 1138421 · Sep 5, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.