Investment adviser · CRD 611
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Investment adviser filing (IA)
OMAHA, NE, United States · Form ADV filed Sep 28, 2026
- Regulatory AUM
- $32M Form ADV · Item 5.F
- Client accounts
- 144 Accounts, not individual clients
- Employees
- 285 Reported in this filing
- Advisory professionals
- 285 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 1,595 | $23,573,818 | 73.6% |
| Individuals | 5,285 | $8,461,867 | 26.4% |
| Retirement plans | 35 | $0 | 0.0% |
| Charities | 10 | $0 | 0.0% |
| Government entities | Fewer than 5 | $0 | 0.0% |
| Corporations & businesses | 100 | $0 | 0.0% |
Filing source
Form ADV 2135102 · Sep 28, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 28, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
3300 MUTUAL OF OMAHA PLAZAOMAHA, NE, 68175-1020, United States
CRD 611
Filing source
Form ADV 2135102 · Sep 28, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.