Investment adviser · CRD 10299
CETERA ADVISORS LLC
Investment adviser filing (IA)
GREENWOOD VILLAGE, IL, United States · Form ADV filed Mar 28, 2024
- Regulatory AUM
- $22B Form ADV · Item 5.F
- Client accounts
- 81,652 Accounts, not individual clients
- Employees
- 1,138 Reported in this filing
- Advisory professionals
- 997 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 59,138 | $10,730,652,273 | 48.8% |
| High-net-worth individuals | 21,324 | $10,467,527,808 | 47.6% |
| Corporations & businesses | 342 | $358,424,196 | 1.6% |
| Retirement plans | 580 | $293,534,658 | 1.3% |
| Charities | 253 | $135,409,104 | 0.6% |
| Government entities | 15 | $3,799,226 | 0.0% |
Filing source
Form ADV 1847715 · Mar 28, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 28, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
5299 DTC BLVD, SUITE 800GREENWOOD VILLAGE, IL, 80111, United States
CRD 10299
Filing source
Form ADV 1847715 · Mar 28, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.