Investment adviser · CRD 116578

MOUNT YALE ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

DENVER, CO, United States · Form ADV filed Mar 30, 2017

Regulatory AUM
$244M
Form ADV · Item 5.F
Client accounts
308
Accounts, not individual clients
Employees
24
Reported in this filing
Advisory professionals
14
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MYPE INVESTMENT PARTNERS, LPPrivate Equity Fund · Last reported Oct 24, 2016$98MGross asset value

Feeder funds

  • MOUNT YALE PRIVATE EQUITY FUND, LP
  • MOUNT YALE PRIVATE EQUITY OFFSHORE FUND, LP
  • MOUNT YALE PRIVATE EQUITY OFFSHORE FUND, LP
  • MYPE MEZZCO, LP
  • MYPE PARTNERS, LP
Auditor RSM US, LLC CHICAGO, Illinois, United States
Custodian US BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1037762439
Reported beneficial owners
205
Minimum commitment
$0

Form ADV 1046921 · Oct 24, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OASIS FUND, LPHedge Fund · Last reported Oct 24, 2016$3.33MGross asset value
Auditor RSM US, LLC CHICAGO, Illinois, United States
Custodian US BANK NA MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6064034120
Reported beneficial owners
141
Minimum commitment
$250K

Form ADV 1046921 · Oct 24, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KKR XI ACCESS FUND LPPrivate Equity Fund · Last reported Feb 13, 2015$1.7MGross asset value
Auditor MCGLADREY LLC CHICAGO, Illinois, United States
Custodian US BANK NA MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6225836463
Reported beneficial owners
15
Minimum commitment
$250K

Form ADV 877719 · Feb 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOUNT YALE GUARDIAN FUND - A SEPARATE SERIES OF MOUNT YALE MASTER PORTFOLIOS, LPLiquidity Fund · Last reported Feb 13, 2015$1.11MGross asset value
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian US BANK N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6619742750
Reported beneficial owners
229
Minimum commitment
$250K
Form D file number
021-1351301

Form ADV 877719 · Feb 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOUNT YALE HIGHLAND FUNDHedge Fund · Last reported Feb 13, 2015$700KGross asset value

Feeder funds

  • HIGHLAND FUND OFFSHORE
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian US BANK NA MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8484853323
Reported beneficial owners
5
Minimum commitment
$250K
Form D file number
021-1448530

Form ADV 877719 · Feb 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAULSON DIRECT ACCESS FUND, LLCHedge Fund · Last reported Mar 28, 2013$0Gross asset value

Feeder funds

  • PAULSON OFFSHORE DIRECT ACCESS FUND
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian US BANK NA MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1113559918
Reported beneficial owners
0
Minimum commitment
$100K
Form D file number
021-140103

Form ADV 719664 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2017. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

1580 LINCOLN STREET, SUITE 680
DENVER, CO, 80203, United States

CRD 116578

Filing source

Form ADV 1084984 · Mar 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.