Investment adviser · CRD 108692
MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 17, 2026
- Regulatory AUM
- $194M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $193,627,932 | 100.0% |
Filing source
Form ADV 2056685 · Mar 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
MORGENS WATERFALL MASTER FUND (BVI) LIMITEDHedge Fund · Last reported Mar 17, 2026$194MGross asset value
Feeder funds
- PHOENIX PARTNERS, L.P.
- PHAETON INTERNATIONAL (BVI) LIMITED
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSE COOPERS
PCAOB 1403
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-4831900250
- Reported beneficial owners
- 34
- Minimum commitment
- $1M
- Form D file number
- 021-128345
Form ADV 2056685 · Mar 17, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PHOENIX PARTNERS, L.P.Hedge Fund · Last reported Apr 20, 2022$178MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
MORGAN STANLEY & CO. LLC
SEC 8-15869
KPG CAPITAL PARTNERS, LLC
CRD 165392 · SEC 8-69158
QUALIS CAPITAL, LLC
CRD 305935 · SEC 8-70442
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-9845387709
- Reported beneficial owners
- 31
- Minimum commitment
- $1M
- Form D file number
- 021-128345
Form ADV 1644237 · Apr 20, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PHAETON INTERNATIONAL (BVI) LIMITEDHedge Fund · Last reported Apr 20, 2022$42.2MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1403
MORGAN STANLEY & CO. LLC
SEC 8-15869
KPG CAPITAL PARTNERS, LLC
CRD 165392 · SEC 8-69158
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-3236669914
- Reported beneficial owners
- 7
- Minimum commitment
- $1M
Form ADV 1644237 · Apr 20, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 17, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1270 AVENUE OF THE AMERICAS, SUITE 214NEW YORK, NY, 10020, United States
CRD 108692
Filing source
Form ADV 2056685 · Mar 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.