MONTROCK48 CAPITAL LP – investment adviser, $103M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$55,617,537	53.7%
Corporations & businesses	Fewer than 5	$47,857,442	46.3%

Filing source

Form ADV 1281703 · Mar 21, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MONTROCK48 MASTER FUND LPHedge Fund · Last reported Mar 21, 2019$55.6MGross asset value

Feeder funds

Fund administrator SS&C FINANCIAL SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

NORTHERN TRUST INTERNATIONAL BANKING CORP.
LEI 6PTKHDJ8HDUF78PFWH30

WELLS FARGO SECURITIES, LLC
SEC 8-22947

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

WELLS FARGO SECURITIES, LLC
CRD 7665 · SEC 8-22947

Fund details & source

Fund ID: 805-5895541766
Reported beneficial owners: 25
Minimum commitment: $2M
Form D file number: 021-267137
Form D file number: 021-267158

Form ADV 1281703 · Mar 21, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

589 FIFTH AVENUE, SUITE 804
NEW YORK, NY, 10017, United States

CRD 283240

Filing source

Form ADV 1281703 · Mar 21, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.