Investment adviser · CRD 163855

MONTE CAPITAL GROUP LLC

Investment adviser filing (IA)

· Form ADV filed Mar 30, 2020

Regulatory AUM
$8.1M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other investment advisersFewer than 5$8,100,000100.0%
Filing source

Form ADV 1406581 · Mar 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MONTE CAPITAL GROUP MASTER FUND LLCOther Private Fund · Last reported Mar 30, 2020$8.1MGross asset value

Feeder funds

  • MONTE TOTAL RETURN US BOND FUND LTD
Fund administrator APEX FUND SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE HAMILTON, Bermuda
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-2987300335
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 1406581 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MANGO TRADING TOO LLCHedge Fund · Last reported Mar 26, 2013$94.7MGross asset value
Fund administrator STONEGATE INTERNATIONAL ADMINISTRATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian HSBC SECURITIES (USA) INC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker ABN AMRO CLEARING CHICAGO LLC CHICAGO, Illinois, United States
Prime broker HSBC SECURITIES (USA) INC. CHICAGO, Illinois, United States
Prime broker LEK SECURITIES CORPORATION NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

HSBC SECURITIES (USA) INC.
SEC 8-41562

ABN AMRO CLEARING CHICAGO LLC
CRD 14020 · SEC 8-34354

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 8-41562

LEK SECURITIES CORPORATION
CRD 33135 · SEC 8-42152

Fund details & source
Fund ID
805-3163845671
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-143614

Form ADV 711170 · Mar 26, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MONTE CAPITAL THETA FUNDHedge Fund · Last reported Jun 8, 2016$8.2MGross asset value

Form D fundraising filings

Monte Capital Theta Fund LLC

Fund administrator CIRCLE INVESTMENT SUPPORT SERVICES (CURAÇAO) N.V. CURAÇAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DEMETRIUS BERKOWER LLC ISELIN, New Jersey, United States
Custodian NORTHERN TRUST BANK FSB CHICAGO, Illinois, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. CHICAGO, Illinois, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source
Fund ID
805-4516040548
Reported beneficial owners
7
Minimum commitment
$25K
Form D file number
021-184281

Form ADV 1023267 · Jun 8, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MANGO TRADING LLCHedge Fund · Last reported Mar 26, 2013$25KGross asset value

Form D fundraising filings

Mango Trading LLC

Fund administrator STONEGATE INTERNATIONAL ADMINISTRATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian HSBC SECURITIES (USA) INC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker ABN AMRO CLEARING CHICAGO LLC CHICAGO, Illinois, United States
Prime broker HSBC SECURITIES (USA) INC. CHICAGO, Illinois, United States
Prime broker LEK SECURITIES CORPORATION NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

HSBC SECURITIES (USA) INC.
SEC 8-41562

ABN AMRO CLEARING CHICAGO LLC
CRD 14020 · SEC 8-34354

HSBC SECURITIES (USA) INC.
CRD 19585 · SEC 8-41562

LEK SECURITIES CORPORATION
CRD 33135 · SEC 8-42152

Fund details & source
Fund ID
805-6554774068
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-141473

Form ADV 711170 · Mar 26, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2020. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

CRD 163855

Filing source

Form ADV 1406581 · Mar 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.